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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 24
General Securities Principal Exam

This exam is required to supervise General Securities Representatives and the business of a broker/dealer.

EXAM PREREQUISITES:

Series 7 (General Securities Representative) license, or Series 62 (Corporate Securities Representative) license if responsibilities are limited to corporate securities.

THE EXAM:

The Series 24 exam is composed of 150 questions and administered by FINRA. Students are given 210 minutes to complete the exam. The test is composed of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET contains a License Exam Manual
and the
SecuritiesPro™ QBank Online Download
The License Exam Manual assists in preparing for the exam needed to obtain a Series 24 license in general securities supervision and regulation.  It is a comprehensive textbook consisting of ten chapters, each devoted to a particular area of general securities supervision and regulation, information required to pass the General Securities Principal qualification exam.

Content coverage includes:

  • Sales supervision
  • Customer accounts
  • Investment banking
  • Trading and market timing
  • Uniform practice code
  • Financial responsibility
  • Investment companies and retirement plans
346 pages

SecuritiesPro™ QBank Online Download gives online access to students who want to pass the licensing exams.  They can test their exam readiness with the following:

  • An online collection of practice questions built on the most current test topics and updated to address the latest regulations
  • Hundreds of questions to create a variety of online practice exams
  • A mastery exam that closely replicates the exam experience in degree of difficulty and topical coverage
Regular price: $259.00; Our price: $233.00
LICENSE EXAM MANUAL
Regular price: $124.50; Our price:  $116.50
SECURITIES PRO™ QBANK ONLINE DOWNLOAD
Regular price: $124.50; Our price: $116.50
5th edition, September 2009
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