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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 27/28
Financial and Operations Principal Exam

This exam is required to obtain a broker/dealer Financial and Operations Principal license.

EXAM PREREQUISITES:

None.

THE EXAM:

The Series 27/28 exams are administered by the NASD.

  • The Series 27 exam consists of 145 multiple-choice questions.
  • The Series 28 exam consists of 85 multiple-choice questions and two hours are allowed for completion.

Results are available upon completion. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET includes a License Exam Manual,
Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual includes:

  • Uniform practice rules
  • Municipal securities administration
  • Margin accounts
  • Customer protection and financial responsibility
  • Uniform net capital rules
  • Recordkeeping and reporting responsibilities
  • SEC and NASD rules and regulations
The Drill & Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions from which they can customize a nearly unlimited number of practice exams.
Practice Final Exams simulate the actual NASD exam in proportional topic and weighting.
Regular price: $309.00; Our price: $293.50
1st edition/revised, January 2007
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