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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 55
Equity Trader Exam for Limited Representatives

This exam is required for an individual to trade equity and convertible securities on either a principal or agency basis.

EXAM PREREQUISITES:

Series 7 (General Securities Representative) license or Series 62 (Corporate Securities Limited Representative) license.

THE EXAM:

The Series 55 exam is administered by the NASD and is composed of 100 questions. Students are given 180 minutes to complete the exam. The test consists of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET contains a License Exam Manual
and the SecuritiesPro™ QBank Online Download
The License Exam Manual is a comprehensive textbook that consists of lessons and lesson exams that provide a basic understanding of securities regulation, market-making requirements, rules and procedures, and quotation and order execution systems. Topics covered are the following:
  • General inquiry standards
  • NASDAQ and the Over-the-Counter markets
  • NASDAQ display, execution and trading systems
  • Trade reporting requirements
122 pages

SecuritiesPro™ QBank Online Download gives online access to students who want to pass the licensing exams.  They can test their exam readiness with the following:

  • An online collection of practice questions built on the most current test topics and updated to address the latest regulations
  • Hundreds of questions to create a variety of online practice exams
  • A mastery exam that closely replicates the exam experience in degree of difficulty and topical coverage
Regular price: $209.00; Our price: $199.00
LICENSE EXAM MANUAL
Regular price: $104.50; Our price: $99.50
 
SECURITIES PRO™ QBANK ONLINE DOWNLOAD
Regular price: $104.50; Our price: $99.50
2nd edition revised, October 2008
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