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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 6
Investment Company/Variable Contracts Limited Representative Exam

The Series 6 exam qualifies individuals to sell mutual funds, unit investment trusts, variable products and primary offerings of closed-end company shares.

EXAM PREREQUISITES:

The NASD has no stipulated prerequisites.

THE EXAM:

The Series 6 exam is administered by the NASD and is composed of 100 questions. Students are given 135 minutes to complete the exam. The text is comprised of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET includes a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual consists of lessons and lesson exams.  It is made up of four lessons outlined the same way the NASD has outlined the materials for the exam. This a comprehensive textbook that covers everything you need to know to pass the test.

  • Lesson One defines equity and debt instruments and introduces securities markets, investor strategies and risks, and economic fundamentals
  • Lesson Two introduces investment companies and explains characteristics of and regulations relevant to the sale of mutual funds
  • Lesson Three focuses on the features of variable annuities, variable life and retirement plans
  • Lesson Four concludes with a review of securities industry regulation, with particular emphasis on regulations that pertain to the sale of mutual funds, variable annuities and variable life
372 pages
The Drill and Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions including a myriad of practice exams by topic and a rationale for each question that clarifies concepts, improves retention and simulates the actual NASD exam in proportional topic and weighting.
Six Practice Final Exams
PREMIER SET
Regular price: $139.00; Our price: $132.00 
PRINT SET includes the License Exam Manual and Practice Final Exams.
PRINT SET
Regular price: $89.00; Our price: $84.50 
LICENSE EXAM MANUAL
Regular price: $69.50; Our price:  $66.00
DRILL & PRACTICE CD-ROM
Regular price: $69.50; Our price:  $66.00
4th edition, March 2008
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