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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 63
Uniform Securities Agent State Law Exam

The Series 63 exam is required by most states to become registered as a Uniform Securities Agent with the North American Securities Administrators (NASAA). It qualifies an individual to sell securities.

EXAM PREREQUISITES:

The NASD has no stipulated requirements.

THE EXAM:

This exam is administered by FINRA and is composed of 60 questions. Students are given 75 minutes to complete the exam. The test is comprised of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 72% or better to pass.

PREMIER SET
PREMIER SET contains a License Exam Manual
and the SecuritiesPro™ QBank Online Download

The License Exam Manual assists in preparing for the exam needed to obtain a Series 63 license. It covers the following material with the weighting of each area for the exam:

  • Registration of persons (6 questions, or 10%)
  • State registration of securities (24 questions, or 10%)
  • Unethical business practices (24 questions, or 40%)
  • The administrative provisions of the Uniform Securities Act (6 questions, or 10%)
163 pages

SecuritiesPro™ Qbank Online Download gives online access to students who want to pass the licensing exams and test their exam readiness with the following:

  • An online collection of practice questions built on the most current test topics and updated to address the latest regulations
  • Hundreds of questions to create a variety of online practice exams
  • A mastery exam that closely replicates the exam experience in degree of difficulty and topical coverage.
Regular price: $59.00; Our price: $57.00
LICENSE EXAM MANUAL 
Regular price: $29.50; Our price: $28.50
SECURITIES PRO™ QBANK ONLINE DOWNLOAD
Regular price: $29.50; Our price: $28.50
3rd edition, revised April 2010
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