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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 63
Uniform Securities Agent State Law Exam

The Series 63 exam is required by most states to become registered as a Uniform Securities Agent with the North American Securities Administrators (NASAA). It qualifies an individual to sell securities.

EXAM PREREQUISITES:

The NASD has no stipulated requirements.

THE EXAM:

This exam is administered by the NASD and is composed of 60 questions. Students are given 75 minutes to complete the exam. The test is comprised of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET includes a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual assists in preparing for the exam needed to obtain a Series 63 license. It covers the following material with the weighting of each area for the exam:

  • Administrative provisions of the Uniform Securities Act (6 questions, or 10%)
  • Securities (15 questions, or 25%
  • Registration of persons (18 questions, or 30%)
  • Business practices (21 questions, or 35%)
131 pages
The Drill & Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions including a myriad of practice exams by topic, a rationale for each question that clarifies concepts and improves retention, and a simulated actual NASD exam proportional in topics and weighting. 
Four Practice Final Exams
PREMIER SET
Regular price: $49.00; Our price: $46.75
PRINT SET includes the License Exam Manual and Practice Final Exams
PRINT SET
Regular price: $39.00; Our price: $37.25
LICENSE EXAM MANUAL
Regular price: $24.00; Our price: $23.25
3rd edition, January 2008
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