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KAPLAN Financial's
(formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs
have helped thousands of prospective agents and representatives pass
their licensing exams on the first try.
The entire system is structured to build knowledge,
confidence, and exam-readiness. Each program is extremely efficient,
so your time is well-spent. The programs are focused, realistic and
relevant—aimed at helping you build knowledge to enhance your
pass-rate success.
You may notice that some of the programs are now first
editions -- after having been sometimes up to their 19th and even
34th editions. These first editions are updated versions of
those older editions that are now under the Kaplan Financial umbrella. Rest
assured that they are the same successful programs.
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| CURRENT
EDITIONS - IN STOCK NOW - IMMEDIATE SHIPPING |
KAPLAN FINANCIAL
SERIES 65
Uniform Investment Advisor Law Exam
This exam is required
by most states to become a registered Investment
Advisor Representative. It qualifies an individual
to represent an investment advisory firm that provides
advisory services to investors as stipulated by the
North American Administrators Association (NASAA). |
EXAM PREREQUISITES:
Although FINRA has no stipulated prerequisites, some states require you to pass a Series 7 exam. For more information, visit www.nasaa.org. |
THE EXAM:
The Series 65 exam is prepared by the North American Administrators Association (NASAA) and administered by FINRA. It consists of 140 four-option multiple-choice questions. Students are given 180
minutes to complete the exam. The exam is
computer-based, although no special computer skills
are required. Students are provided with scratch paper,
a pencil and a simple calculator at the testing center.
Students must receive a score of 72% or better to
pass. |
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PREMIER
SET |
| PREMIER
SET includes a License
Exam Manual and SecuritiesPro™ QBank Online Download |
The License
Exam Manual assists in preparing
for the Series 65 exam. The book
consists of ten lessons and ten lesson
exams:
- Lesson 1: Equity and debt securities
- Lesson 2: Other securities products
- Lesson 3: Trading securities
- Lesson 4: Retirement plans
- Lesson 5: Customer accounts
- Lesson 6: Clients, risks, strategies, portfolios, and taxation
- Lesson 7: Economics and analysis
- Lesson 8: Federal securities regulations
- Lesson 9: State regulation under the Uniform Securities Act (USA).
- Lesson 10: Federal and state regulation of investment advisors and their representatives
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| 600 pages |
SecuritiesPro™ QBank Online Download gives online access to students who want to pass the licensing exams. They can test their exam readiness with the following:
- An online collection of practice questions built on the most current test topics and updated to address the latest regulations
- Hundreds of questions to create a variety of online practice exams
- A mastery exam that closely replicates the exam experience in degree of difficulty and topical coverage
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Regular price: $159.00; Our
price: $143.00
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LICENSE EXAM MANUAL |
Regular price: $79.50; Our
price: $71.50
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SECURITIES PRO™ QBANK ONLINE DOWNLOAD |
Regular price: $79.50, Our
price, $71.50
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| 5th edition, January 2010 |
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