|
|
|
 |
KAPLAN Financial's
(formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs
have helped thousands of prospective agents and representatives pass
their licensing exams on the first try.
The entire system is structured to build knowledge,
confidence, and exam-readiness. Each program is extremely efficient,
so your time is well-spent. The programs are focused, realistic and
relevant—aimed at helping you build knowledge to enhance your
pass-rate success.
You may notice that some of the programs are now first
editions -- after having been sometimes up to their 19th and even
34th editions. These first editions are updated versions of
those older editions that are now under the Kaplan Financial umbrella. Rest
assured that they are the same successful programs.
|
| CURRENT
EDITIONS - IN STOCK NOW - IMMEDIATE SHIPPING |
|
KAPLAN FINANCIAL SERIES
65
Uniform Investment Advisor Law Exam
This exam is required by most
states to become a registered Investment Advisor Representative.
It qualifies an individual to represent an investment advisory
firm that provides advisory services to investors as stipulated
by the North American Administrators Association (NASAA).
|
|
EXAM PREREQUISITES:
A Series 6 or 7 license may be required in some states. The NASD
has no stipulated prerequisites. For more information, visit www.nasaa.org.
|
|
THE EXAM:
The Series 65 exam is administered by the NASD and is composed
of 130 questions. Students are given 180 minutes to complete the
exam. The test consists of four-option multiple-choice questions.
The exam is computer-based, although no special computer skills
are required. Students are provided with scratch paper, a pencil
and a simple calculator at the testing center. Students must receive
a score of 68.5% or better to pass.
|
|
|
PREMIER SET includes
a License Exam Manual, Drill & Practice
CD-ROM and Practice Final
Exams |
The License
Exam Manual assists in preparing for the Series
65 exam. The book consists of nine lessons and nine
lesson exams:
- Lesson 1 covers federal securities
regulations.
- Lesson 2 covers state regulation
of securities practices under the Uniform Securities Act (USA).
- Lesson 3 defines the federal
regulator environment in which investment adviser representatives
must operate.
- Lesson 4 covers equity and debt
securities.
- Lesson 5 reviews the investment
products that investment advisers offer their clients.
- Lesson 6 focuses on securities
markets and trading.
- Lesson 7 covers retirement plans
and their appropriate investments.
- Lesson 8 deals
with opening of and types of customer accounts.
- Lesson 9 focuses on clients,
risks, portfolio and taxation.
- Lesson 10 reviews the economic
and analytical tools that the investment representatives must
understand.
588 pages
|
| The Drill & Practice
CD-ROM complements the License
Exam Manual and is an excellent study tool for
those who want to prepare to pass the licensing eam and test
their exam readiness. A number of practice exams can be
created from hundreds of questions. The timed practice
final exams simulate the actual exam interface and are proportionately
weighted by topic. Detailed rationales for each question
clarify concepts and improve retention. |
| Four Practice Final
Exams |
| PREMIER SET |
Regular price: $149.00; Our price: $141.50
 |
|
|
|
PRINT SET includes
the License
Exam Manual and Practice Final
Exams |
| PRINT SET |
Regular price: $89.00; Our
price: $84.50
|
|
|
|
LICENSE
EXAM MANUAL |
Regular price: $74.50; Our
price: $70.75
|
|
|
|
DRILL & PRACTICE
CD-ROM |
Regular price: $74.50, Our
price, $70.75
|
|
|
|
PRACTICE
FINAL EXAMS |
Regular price: $49.00, Our
price: $46.50
|
|
| 3rd edition, November 2007 |
|
|
|
