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Series 66
 

KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.
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KAPLAN FINANCIAL SERIES 66
Uniform Combined State Law Exam

This exam prepares representatives to become registered as an Investment Advisory Representative as required by each state. This is a combination of the Series 65 (Uniform Investment Representative) exam and the Series 63 (Uniform Securities Agent State Law) exam designed by the NASAA.

EXAM PREREQUISITES:

Although there are no prerequisites for Series 66, the Series 7 is a co-requisite exam that needs to be successfully completed in addition to the Series 66 exam before a candidate can apply for state registration. You may take either exam first, but must complete both satisfactorily.

THE EXAM:

The Series 66 exam is administered by the NASD and is composed of 100 questions. Students are given 150 minutes to complete the exam. The test is composed of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 71% or better to pass.
PREMIER SET includes a License Exam Manual, Drill & Practice CD-ROM and Practice Final Exams

The License Exam Manual assists in preparing for the Series 66 exam given in states that require investment adviser representatives to pass a qualification test to become registered.  The book consists of seven lessons and lesson exams.

  • Lesson 1: Federal Securities Regulations.
  • Lesson 2: State Regulation Under the Uniform Securities Act (USA).
  • Lesson 3: Federal Regulation of Investment Advisors and Their Representatives.
  • Lesson 4: Retirement Plans.
  • Lesson 5: Client Profiles, Portfolio Strategies and Taxation.
  • Lesson 6: Quantitative Measures and Investment Risks.
370 pages
The Drill and Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions including a myriad of practice exams by topic and a rationale for each question that clarifies concepts, improves retention and simulates the actual NASD exam in proportional topic and weighting.
Five Practice Final Exams
PREMIER SET
Regular price: $139.00; Our price: $132.00
LICENSE EXAM MANUAL
Regular price: $89.00; Our price:  $84.50 
DRILL & PRACTICE CD-ROM
Regular price: $69.50; Our price: $66.00
PRACTICE FINAL EXAMS
Regular price: $49.00; Our price: $46.50
3rd edition, September 2007
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