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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 7
General Securities Registered Representative Exam

The Series 7 exam qualifies an individual as a general securities representative to sell equities, debt securities, mutual funds, options, and other financial products.

EXAM PREREQUISITES:

FINRA has no stipulated prerequisites.

THE EXAM:

The Series 7 exam is administered by FINRA and is composed of 250 questions. Students are given 360 minutes to complete the exam. The test is comprised of four-option multiple-choice questions. The exam is computer-based, although no special computer skills are required. Students are provided with scratch paper, a pencil and a simple calculator at the testing center. Students must receive a score of 70% or better to pass.

PREMIER SET
PREMIER SET contains a License Exam Manual and SecuritiesPro™ QBank Online Download

The License Exam Manual consists of 17 lessons, each devoted to a particular area of general securities sales and regulation that you will need to know in order to pass the Series 7 exam.  The topics covered are:

  • Equity securities
  • Debt securities
  • Municipal securities
  • Options
  • Customer accounts
  • Margin accounts
  • Issuing securities
  • Trading securities
  • Brokerage support services
  • Investment company products
  • Retirement plans
  • Variable annuities
  • Direct participation programs
  • Economics and analysis
  • Ethics, recommendations, and taxation
  • U.S. government and state rules and regulations
  • Other SEC and SRO rules and regulations

Each lesson reviews textual material and follows with quick quizzes and review questions and answers.

756 pages

SecuritiesPro™ QBank Online Download gives online access to students who want to pass the licensing exams.  They can test their exam readiness with the following:

  • An online collection of practice questions built on the most current test topics and updated to address the latest regulations
  • Hundreds of questions to create a variety of online practice exams
  • A mastery exam that closely replicates the exam experience in degree of difficulty and topical coverage
Regular price: $259.00; Our price: $233.00
LICENSE EXAM MANUAL
Regular price: $129.50; Our price:  $116.50
SECURITIES PRO™ QBANK ONLINE DOWNLOAD
Regular price: $129.50; Our price: $116.50
6th edition, February 2010
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