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KAPLAN Financial's (formerly Dearborn's Passtrak) Securities Licensing Exam Prep programs have helped thousands of prospective agents and representatives pass their licensing exams on the first try.

The entire system is structured to build knowledge, confidence, and exam-readiness. Each program is extremely efficient, so your time is well-spent. The programs are focused, realistic and relevant—aimed at helping you build knowledge to enhance your pass-rate success.

You may notice that some of the programs are now first editions -- after having been sometimes up to their 19th and even 34th editions.  These first editions are updated versions of those older editions that are now under the Kaplan Financial umbrella.  Rest assured that they are the same successful programs.

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KAPLAN FINANCIAL SERIES 9
General Securities Sales Supervisor Exam -Options

This exam is required by the NYSE and other self-regulatory organizations that require its members and employees to pass a qualification exam to become registered to supervise the purchase and sale of options.

EXAM PREREQUISITES:

Series 7 (General Securities Representative) license.

THE EXAM:

The Series 9 exam is administered by the NASD.  It is a 90-minute, 55-question exam on the Regulation of Options. You must score at least 70% to pass and become eligible for registration.

PREMIER SET contains a License Exam Manual, Drill & Practice CD-ROM, Practice Final Exams, and an Exhibit Book.

The License Exam Manual covers the following topics:

  • Introduction to options
  • Income and hedging strategies
  • Multiple option strategies
  • Nonequity options
  • Options accounts
  • Trading rules and margins

227 pages

The Drill & Practice CD-ROM complements the License Exam Manual and gives students a database of exam-focused questions from which they can customize a nearly unlimited number of practice exams which simulate the actual NASD exam in proportional topic and weighting.
Five Practice Final Exams
PREMIER SET
Regular price: $109.00; Our price:  $103.50 
DRILL & PRACTICE CD-ROM
Regular price: $54.50; Our price, $51.75
3rd edition, March 2008
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